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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • AZ RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

2040 W. Whispering Wind Dr Suite 149, Phoenix, AZ 85085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. Sun City West AZ 03/2015 10/2019
1St Global Advisors, Inc. Sun City West AZ 03/2015 10/2019
Avantax Insurance Services, Inc. Phoenix AZ 03/2015 09/2025
Pittman Wealth Management, Llc Phoenix AZ 06/2015 Present
Avantax Advisory Services Phoenix AZ 10/2019 09/2025
Avantax Investment Services, Inc. Phoenix AZ 10/2019 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Phoenix AZ 02/2014 09/2025
Cetera Wealth Services, Llc Phoenix AZ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 03/2015 → 10/2019
    1St Global Capital Corp.
    Sun City West, AZ
  • 03/2015 → 10/2019
    1St Global Advisors, Inc.
    Sun City West, AZ
  • 03/2015 → 09/2025
    Avantax Insurance Services, Inc.
    Phoenix, AZ
  • 06/2015 → Present
    Pittman Wealth Management, Llc
    Phoenix, AZ
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Phoenix, AZ
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Phoenix, AZ
  • 02/2014 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Phoenix, AZ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Phoenix, AZ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Phoenix, AZ
  • 2015-04-07 → 2019-10-25
    1St Global Advisors Inc
    Phoenix, AZ
    Sun City West, AZ
    Phoenix, AZ
  • 2015-01-13 → 2015-02-25
    Usaa Financial Planning Services
    Phoenix, AZ
  • 2014-09-16 → 2014-12-16
    1St Global Advisors Inc
    Phoenix, AZ
Other Businesses

1) INTENTIONAL WEALTH SOLUTIONS LLC POSITION: Financial Advisor NATURE: Work with advisors and clients regarding solutions and service INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2019 ADDRESS: 2040 W Whispering Wind Drive, STE 149, Phoenix AZ 85085, United States DESCRIPTION: Financial Advisor 2)Pittman Davey Wealth Management Group, LLC; Member; Name change to existing entity, Pittman Wealth Management LLC; NIR; 160; 01/01/2017; Ste 104 Phoenix AZ 85020; Financial Advisor 3)Pittman Davey Wealth Management Group, LLC (1); Member; work with advisors and clients regarding solutions and service; IR; 8; 01/01/2017; 7250 N. 16th Street, Suite 104 Phoenix AZ 85020; Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-21
  • S66 Uniform Combined State Law Examination
    2014-07-21
Other Names
  • Tiffani Leah Davey
  • Tiffani Leah Therrien

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