David Shipley

Current Employers

Employment History

• 02/2015 → Present
  Lpl Financial Llc
  Provo, UT
• 02/2015 → Present
  Zions Bank
  Provo, UT

Previous Registrations

• 2014-04-29 → 2015-02-20
  Zions Capital Advisors, Inc.
  Provo, UT
  Salt Lake City, UT
• 2012-10-01 → 2014-04-28
  J.P. Morgan Securities Llc
  Provo, UT
  Lindon, UT
  Cedar Hills, UT
  Orem, UT
• 2009-03-25 → 2012-10-01
  Chase Investment Services Corp.
  Provo, UT
  Provo, UT
  Orem, UT
  Spanish Fork, UT
  Lehi, UT
  Saratoga Springs, UT
  Cedar Hills, UT
  Lindon, UT
  Provo, UT
  Provo, UT
• 2007-10-09 → 2009-03-24
  Woodbury Financial Services, Inc.
  Orem, UT
  Oreon, UT
  Denver, CO
• 2006-06-27 → 2007-10-08
  Northwestern Mutual Investment Services, Llc
  Provo, UT
  Salt Lake City, UT
  Provo, UT
  Melville, NY

Other Businesses

(1) 02/20/2015: NO BUSINESS NAME - INV REL - 383 W VINE STREET SALT LAKE CITY, UT 84123 - OUTSIDE/W-2 EMPLOYMENT - START 08/01/2010 - 5% OF TIME SPENT - ADJUNCT PROFESSOR. TEACHER OF ONLINE FINANCE CLASSES. (2) 02/20/2015: ZIONS WEALTH ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (3) 07/03/2015: ZIONS TRUST - INV REL - AT REPORTED BUSINESS LOCATION(S) - FINANCIAL INSTITUTION DUTY - START 06/30/2015 - 5 HR/MO ALL DURING SECS TRDG HRS - RELATIONSHIP MANAGER/BUSINESS DEVELOPMENT OFFICER (4) 02/21/2017 - No Business Name - Investment Related - Provo, UT - Real Estate Rental - Started 03/01/2017 - 0 Hours Per Month/0 Hours During Securities Trading. (5) 12/10/2019 - Provo City Council Member - Not Investment Related - Home Based - City Council Member - Start Date: 01/01/2020 - 40 Hours Per Month/4 Hours During Securities Trading - Serve as one of seven city council members for Provo City from 2020 to 2024.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-20
• S63 Uniform Securities Agent State Law Examination
  2003-10-28

Designations

Other Names

• Dave Shipley