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Joseph Peter Candela

Charles Schwab & Co., Inc.

Troy, MI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-03-20
  • MI RA
    APPROVED
    Since 2019-03-20

Branch Locations

987 Wilshire Drive Suite A, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Birmingham MI 09/2015 02/2019
Jp Morgan Securities Llc Birmingham MI 08/2015 02/2019
Charles Schwab & Co., Inc. Troy MI 03/2019 Present
Charles Schwab Bank Troy MI 03/2019 Present
Previous Registrations
  • 2015-10-12 → 2019-02-21
    J.P. Morgan Securities Llc
    Birmingham, MI
    Birmingham, MI
    Birmingham, MI
  • 2009-10-23 → 2015-09-16
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Detroit, MI
    Auburn Hills, MI
    Bloomfield Hills, MI
    Troy, MI
    Farmington Hills, MI
    Grand Rapids, MI
    Chicago, IL
    Bloomfield Hills, MI
  • 2008-10-24 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Detroit, MI
  • 2008-04-17 → 2008-10-24
    Lasalle Financial Services, Inc.
    Troy, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-18
  • S66 Uniform Combined State Law Examination
    2004-05-18
Other Names
  • Joseph Peter Candela Iii
  • Joseph P Candela Iii
  • Joseph P Candela
  • Joe Candela

View on SEC IAPD

Other Firms

COOK & ASSOCIATES
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
SPC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STRAIGHTLINE
MAXWELL INVESTMENT ADVISORY SERVICES

Other Investors

MATTHEW PAUL COOK
AMY LYNN ROBERTS
MICHAEL A JUSTIN
BRUCE CRAIG GREENING
STEVEN THOMAS MARLETTE
MICHAEL DAVID VICHUNAS
Quinn J Wright
DAVID JAMES SMOLAREK

Other Offices

COOK & ASSOCIATES · TROY, MI
LPL FINANCIAL LLC · TROY, MI
LPL FINANCIAL LLC · TROY, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Troy, MI
SPC · Troy, MI
CETERA INVESTMENT ADVISERS LLC · TROY, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Troy, MI
STRAIGHTLINE · TROY, MI

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