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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-11-29 |
Branch Locations
233 S Stephenson Ave, Iron Mountain, MI 49801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Iron Mountain | MI | 07/2014 | 11/2017 |
| Lpl Financial Llc | Iron Mountain | MI | 11/2017 | Present |
1. 11/29/2017 - FIRST NATIONAL BANK & TRUST - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - Financial Institution Duty - TRUST ADMINISTRATOR - Duties include answering the phone for the Trust department. 2. 12/14/2017 - First National Bank & Trust Co. - DBA: First National Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/28/2014 - 160 Hours Per Month/7 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-01 |
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