Cara Diane Snowdon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 11/2017
  Investment Centers Of America, Inc.
  Iron Mountain, MI
• 11/2017 → Present
  Lpl Financial Llc
  Iron Mountain, MI

Previous Registrations

• 2014-08-04 → 2017-11-29
  Investment Centers Of America, Inc.
  Iron Mountain, MI
• 2011-09-02 → 2014-08-05
  Morgan Stanley
  Minocqua, WI

Other Businesses

1. 11/29/2017 - FIRST NATIONAL BANK & TRUST - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - Financial Institution Duty - TRUST ADMINISTRATOR - Duties include answering the phone for the Trust department. 2. 12/14/2017 - First National Bank & Trust Co. - DBA: First National Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/28/2014 - 160 Hours Per Month/7 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2011-09-01

Other Names

• Cara Diane Flanigan