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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| GA | RA | APPROVED | 2021-09-09 |
| CA | RA | APPROVED | 2020-11-12 |
Branch Locations
9431 Haven Avenue Ste#118, Rancho Cucamonga, CA 91730 • United States
555 North Point Center East, 4Th Floor, Alpharetta, GA 30022 • United States
199 S Los Robles Ave Suite 230, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 08/2007 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | Pasadena | CA | 09/2022 | Present |
| Abba And Sons Custom Millworks, Llc | Alpharetta | GA | 10/2023 | Present |
| Harvest Natural Llc | Alpharetta | GA | 10/2023 | Present |
1. HARVEST FINANCIAL SERVICES,LLC 9960 BALDWIN PLACE, EL MONTE, CA 91731, FINANCIAL SERVICES, MANAGING DIRECTOR, START DATE 1/2004, 10 HOURS PER MONTH DBA; 2. HARVEST FINANCIAL; INSTRUCTOR; EDUCATION; START DATE 2/26/2014; 24 HOURS PER MONTH; 3. THE ANNUITY STORE, LLC; AGENT; INSURANCE; START DATE 06/13/2018; 8 HOURS PER MONTH; 4. NAME OF OTHER BUSINESS: ABBA AND SONS CUSTOM MILLWORKS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: SAW MILLING; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PASSIVE OWNER; 5. NAME OF OTHER BUSINESS: HARVEST NATURAL LLC INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: AGRICULTURAL PRODUCTS; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PASSIVE OWNER;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-30 |
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