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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-10-27
  • TX RA
    APPROVED_RES
    Since 2010-10-27

Branch Locations

14274 N Northsight Blvd Ste 100, Scottsdale, AZ 85260-3956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Phoenix AZ 09/2003 03/2020
Ameriprise Financial Services, Llc Scottsdale AZ 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 6925 E. Portland Scottsdale, AZ, ,; ; / Single Family; 7901 E .Willetta St. Scottsdale, AZ, ,; ; / Single Family; 9266 E Canyon View Rd. Scottsdale, AZ 85255, ,; Investment-Related; 03/01/2014. Business Ownership; Rettke Properties LLC; ; Residential Real Estate Rentals; 17805 N 97th Place Scottsdale, AZ 85255, ,; Investment-Related; 01/01/2009; 1 to 9 hours per month; 1 to 9 during trading hours / JALA Holdings LLC; ; Financial Services; 14274 N Northsight Blvd. #100 Scottsdale, AZ 85260, ,; Investment-Related; 08/15/2017; 60 hours per month; 60 during trading hours / JALA Properties LLC; ; Rental Real Estate; 17805 N 97th Place Scottsdale, AZ 85255, ,; Investment-Related; 01/19/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-23
  • S66 Uniform Combined State Law Examination
    2003-10-23
Designations
Other Names
  • Jim Rettke

View on SEC IAPD

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