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Alice M Lee

J.P. Morgan Securities LLC

East Brunswick, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-14
NJ RA APPROVED 2018-04-17
  • TX RA
    APPROVED_RES
    Since 2023-12-14
  • NJ RA
    APPROVED
    Since 2018-04-17

Branch Locations

629 Rte 18, East Brunswick, NJ 08816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. East Brunswick NJ 03/2003 Present
J.P. Morgan Securities Llc East Brunswick NJ 10/2012 Present
  • 03/2003 → Present
    Jpmorgan Chase Bank, N.A.
    East Brunswick, NJ
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    East Brunswick, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-13
S63 Uniform Securities Agent State Law Examination 2003-10-09
  • S66 Uniform Combined State Law Examination
    2018-04-13
  • S63 Uniform Securities Agent State Law Examination
    2003-10-09
Other Names
  • Alice Martha Szwaja
  • Alice Martha Lee

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EAST BRUNSWICK, NJ
SANTANDER SECURITIES LLC · East Brunswick, NJ
WORLD INVESTMENT ADVISORS, LLC · EAST BRUNSWICK, NJ
WORLD INVESTMENT ADVISORS, LLC · EAST BRUNSWICK, NJ
NISONOFF & QUADREL INVESTMENT MANAGEMENT LLC · EAST BRUNSWICK, NJ
CETERA INVESTMENT ADVISERS LLC · MILLTOWN, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EAST BRUNSWICK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · Milltown, NJ

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