Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-10-13
TX RA APPROVED 2010-10-01
  • NJ RA
    APPROVED
    Since 2010-10-13
  • TX RA
    APPROVED
    Since 2010-10-01

Branch Locations

1700 State Route 23, Wayne, NJ 07470 • United States

Kinnelon, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne NJ 10/2010 Present
Bank Of America, N.A. Wayne NJ 04/2011 Present
Previous Registrations
Other Businesses

I*: 1987388Entity Type: Entity CharitableName of OBA: Fairleigh Dickinson University Silberman SchoolAddress: Madison, NJInvestment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 10/09/2024Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: Board of Advisors to Silberman School of Business at Fairleigh Dickinson University. Responsibilities are to increase engagement with FDU alumni and students with FDU through meetings and activities. I*2930346, Entity Type: , Name of OBA: Rental Property 1, Address: Saranac Lake, New York, 12983, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 11/01/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-05
S63 Uniform Securities Agent State Law Examination 2004-03-15
  • S65 Uniform Investment Adviser Law Examination
    2004-04-05
  • S63 Uniform Securities Agent State Law Examination
    2004-03-15

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wayne, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor