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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2010-10-13 |
| TX | RA | APPROVED | 2010-10-01 |
Branch Locations
1700 State Route 23, Wayne, NJ 07470 • United States
Kinnelon, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayne | NJ | 10/2010 | Present |
| Bank Of America, N.A. | Wayne | NJ | 04/2011 | Present |
I*: 1987388Entity Type: Entity CharitableName of OBA: Fairleigh Dickinson University Silberman SchoolAddress: Madison, NJInvestment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 10/09/2024Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: Board of Advisors to Silberman School of Business at Fairleigh Dickinson University. Responsibilities are to increase engagement with FDU alumni and students with FDU through meetings and activities. I*2930346, Entity Type: , Name of OBA: Rental Property 1, Address: Saranac Lake, New York, 12983, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 11/01/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-15 |
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