Michael Lance Mayeux

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Lpl Financial, Llc
  Baton Rouge, LA

Previous Registrations

• 2015-01-28 → 2015-12-15
  Capital One Advisors, Llc
  Seattle, WA
• 2012-01-04 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
  Denham Springs, LA

Other Businesses

1. 8/10/2018 - RRDM Wealth Management Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/02/2018 - 4 Hours Per Month/0 Hours During Securities Trading. 2. 10/10/2018 - RRDM Wealth Management Partners - Investment Related - 6421 Perkins Rd. Building C, Suite B, Baton Rouge, LA 70808 - Real Estate Rental - Started 10/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-12-30
• S63 Uniform Securities Agent State Law Examination
  2008-05-22

Other Names

• Lance Mayeux