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Current Employers
Wilmington Trust Investment Advisors, Inc.

Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-13
MD RA APPROVED 2024-08-08
  • PA RA
    APPROVED
    Since 2025-05-13
  • MD RA
    APPROVED
    Since 2024-08-08

Branch Locations

Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Trust/ Bank Of America Glen Rock NJ 11/2001 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 12/2018 06/2021
Wilmington Trust Investment Advisors Wilmington DE 03/2024 Present
Pnc Private Bank Ridgewood NJ 08/2022 03/2024
Rockefeller Financial Llc New York NY 06/2021 08/2022
Previous Registrations
Other Businesses

Louis Porta Investment related: Address of business: Hawthorne, New Jersey 7506 Nature of business: , Position, title, association: , Start date of relationship: 1/1/2019 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*10119 For profit or not for profit: Name of outside business organization: The Legacy Trust 2011 Investment related: Address of business: upper saddle river, New Jersey 7458 Nature of business: , Position, title, association: , Start date of relationship: 10/3/2011 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
  • S66 Uniform Combined State Law Examination
    2018-12-13
Designations
Other Names
  • Louis N/M/N Porta

View on SEC IAPD

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