David Efrem Warshaw

Employer firm

The Wealthplan LLC CRD 306820

$87.5M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 01/2017
  American Portfolios Financial Services, Inc.
  Garden City, NY
• 03/2018 → 02/2020
  Blueprint Wealth Alliance Llc
  Garden City, NY
• 02/2020 → Present
  The Wealthplan Llc
  Ft Lauderdale, FL
• 01/2017 → 02/2026
  Wealthplan Risk Management Llc
  Hollywood, FL

Previous Registrations

• 2018-03-09 → 2020-03-13
  Blueprint Wealth Alliance, Llc
  Garden City, NY
• 2010-10-27 → 2017-01-17
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

Licensed Insurance agent, insurance sales, non-investment related, 5% of time devoted to this activity

Exams

• S66 Uniform Combined State Law Examination
  2003-11-20

Designations

• Certified Financial Planner
• Chartered Financial Consultant