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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 01/2017 | 08/2026 |
| Bank Of America, N.A. | Austin | TX | 01/2017 | 08/2026 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 08/2026 | Present |
| Ubs Financial Services Inc | Houston | TX | 11/2007 | 01/2017 |
AFE FRERICH ELEANOR #2 / ARCHER COUNTY 1 SNYDER,TEXAS 79550 / OTHER/ OIL & GAS INDUSTRIES (EXPLORATION, PRODUCTION, INTEGRATED) / OIL AND GAS RECOVERY / PARTNER / START DATE 6/1/2015 2)TWO CARDINALS LLC / AUSTIN,TX 78746 / SOLE PROPRIETORSHIP/ OTHER ELEANOR #1 OIL WELL INVESTMENT / REEIVE CASH FROM OIL WELL / SOLE PROPRIETORSHIP / / MANAGER / START DATE 4/1/2015 I*104097 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INVESTMENT RELATED: N ADDRESS OF BUSINESS: AUSTIN, TEXAS 78704 NATURE OF BUSINESS: OTHER, IS SOLE OWNER POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 3/31/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A RENTAL HOUSE OWNED BY MY DOMESTIC PARTNER THAT WE HAVE STATED TO RENT OUT AS A SHORT TERM RENTAL WITH A 3RD PARTY COMPANY STARTING THIS MONTH. WE HAVE RECEIVED NO INCOME AS OF YET. 1907 BRACKENRIDGE ST - 100% OWNERSHIP; INV RELATED;AUSTIN,TX; RENTAL INCOME / APPRECIATION;100% OWNERSHIP; START DATE: 01/04/2016; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 1208 E 3RD ST.; INV RELATED;AUSTIN,TX; RENTAL INCOME;100% OWNERSHIP; START DATE: 1/09/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; 4304 GREEN CLIFFS ROAD; INV RELATED;AUSTIN,TX; RENTAL INCOME;100% OWNERSHIP; START DATE: 8/2/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-16 |
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