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Amy Kosmos Bautista

Kosmos Management LLC

Seattle, WA

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Current Employers
Kosmos Management Llc

601 Union Street Suite 3900, Seattle, WA 98101-4054 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-11-30
  • WA RA
    APPROVED
    Since 2012-11-30

Branch Locations

601 Union Street Suite 3900, Seattle, WA 98101-4054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kosmos Management Llc Seattle WA 09/2011 03/2023
Kosmos Management Llc Seattle WA 03/2023 Present
Previous Registrations
  • 2010-11-25 → 2011-11-30
    Signator Financial Services, Inc.
    Bellevue, WA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-24
  • S66 Uniform Combined State Law Examination
    2010-11-24
Designations
Other Names
  • Amy Christine Kosmos

View on SEC IAPD

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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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