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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-30
  • CA RA
    APPROVED
    Since 2025-06-30

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

713 Campus Square West, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kaye Capital Management El Segundo CA 02/2004 05/2025
Mutual Securities, Inc Camarillo CA 01/2012 06/2017
Modern Wealth Management, Llc El Segundo CA 06/2025 Present
  • 02/2004 → 05/2025
    Kaye Capital Management
    El Segundo, CA
  • 01/2012 → 06/2017
    Mutual Securities, Inc
    Camarillo, CA
  • 06/2025 → Present
    El Segundo, CA
Previous Registrations
  • 2011-01-13 → 2025-12-31
    Kaye Capital Management
    El Segundo, CA
    El Segundo, CA
  • 2004-01-27 → 2004-03-05
    Los Angeles, CA
Other Businesses

1. DRIGGS RANCH RENTAL PROPERTY, NON-INVESTMENT RELATED, 432 E. 3000 SOUTH DRIGGS, ID 83422 , 70% OWNER & PROPERTY MANAGER, STARTED 5/1/2011, 3 HOURS PER MONTH, 0 HOURS DURING HOURS. 2. COGENT INSURANCE SOLUTIONS; INVESTMENT RELATED; 713 CAMPUS SQUARE WEST, EL SEGUNDO, CA, USA, 90245; FIXED INSURANCE SALES COMPANY; POSITION/TITLE - OWNER; STATE DATE 1/1/16; 1 HOUR PER WEEK DURING TRADING HOURS; DUTIES - INSURANCE SALES & CONSULTING; 3. KDWH PROPERTIES, LLC; NON-INVESTMENT RELATED; 713 CAMPUS SQUARE WEST, EL SEGUNDO, CA, USA, 90245; LLC FOR REAL ESTATE PURCHASE; POSITION/TITLE; MANAGING MEMBER, START DATE 10/27/21; 0 HOURS/MONTH, 0 DURING TRADING HOURS; DUTIES - OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-04
  • S66 Uniform Combined State Law Examination
    2003-11-04
Designations

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