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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| AR | RA | APPROVED | 2024-11-14 |
| IN | RA | APPROVED | 2024-11-14 |
| MI | RA | APPROVED | 2024-11-14 |
| OH | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
| VA | RA | APPROVED | 2024-11-14 |
Branch Locations
101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Troy | MI | 02/2015 | Present |
| Pruco Securities, Llc. | Troy | MI | 02/2015 | 11/2024 |
| Lpl Enterprise, Llc | Troy | MI | 11/2024 | Present |
1) 11/14/2024-Finseca- Non-profit volunteer (not on board)- The role involves working in teams to promote the Finseca Foundation's research, educate colleagues on upcoming projects, and encourage others to provide the necessary monetary support needed to fund research.- Not INV Related- At Troy, MI- Start date 08/01/2022- 4 HRS MTH- 4 HRS During Trading 2) 09/03/2025-Catherine Smith-Act in a Fiduciary Capacity-Inv related-At Oakland, MI-Start date 09/01/2025-1hrs/mth-1hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-06 |
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