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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-09 |
| TX | RA | APPROVED_RES | 2009-10-16 |
Branch Locations
3425 40Th Avenue Nw Suite 200, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Rochester | MN | 10/2009 | Present |
1. Kelwin Capital LLC; 3228 Cassie Ln SW, Rochester, MN 55902; Own and rent real estate; President; check writing, deposits, investments; 01/01/2019; 5.00 Hour(s) Per Month; During securities trading hours; Investment-Related. 2. Redeemer Lutheran Church; 869 7th Ave SE, Rochester, MN 55904; Church; Stewardship Committee Member; Help the members and organization share their time, talents, and treasure; 08/01/2018; 3 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. The Landings Homeowner's Association; 15525 Landings Ave Spirit Lake IA 5136; Homeowner's association; Audit Committee chair; Review the financials and processes of the HOA for accuracy, appropriateness and adherence to bylaws. We are owners in the HOA; 01/01/2024; 18.00hrs/year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-31 |
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