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Joshua Ryan Dunham

Tfr Capital

Plano, TX

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Current Employers
Tfr Capital

5830 Granite Pkwy Suite 200, Plano, TX 75024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-12
  • TX RA
    APPROVED
    Since 2024-11-12

Branch Locations

5830 Granite Pkwy Suite 200, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scf Investment Advisors, Inc. Fresno CA 12/2014 12/2024
Scf Securities, Inc. Plano TX 01/2015 12/2024
Tfr Capital Plano TX 11/2024 Present
  • 12/2014 → 12/2024
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 01/2015 → 12/2024
    Scf Securities, Inc.
    Plano, TX
  • 11/2024 → Present
    Plano, TX
Previous Registrations
  • 2014-12-10 → 2025-01-02
    Scf Investment Advisors, Inc.
    Plano, TX
    San Diego, CA
    Plano, TX
  • 2013-06-07 → 2014-12-31
    Tfr Advisors Llp
    Plano, TX
  • 2012-01-26 → 2014-06-13
    Wfg Advisors, Lp
    Plano, TX
  • 2007-10-09 → 2012-02-17
    Gig Harbor, WA
  • 2009-04-29 → 2009-12-31
    Wfg Advisors, Lp
    Plano, TX
  • 2003-12-11 → 2007-11-05
    Dallas, TX
    Dallas, TX
Other Businesses

TFR Capital LLC - investment-related - 5801 Tennyson Pkwy, Suite 150, Plano, TX 75024 - SEC Registered Investment Advisor - President & CIO & Owner -  start date 09/2021 - 5 hours/month during non-trading hours - 5 hours/month during trading hours - executive leadership & oversight;  TFR Wealth Management LLC - investment related - same address - financial advisory practice - President, CIO, & Owner - start date 09/2021 - 10 hours/month during non-trading hours - 10 hours/month during trading hours - executive leadership & management;  TFR Wealth Management LLC - investment related - same address - financial advisory practice - Insurance Agent - less than 1 hour/month during trading hours;  JD FINCO Inc. - not investment-related - President & Owner - Frisco, TX - start date 09/2021 - 10 hours/month during non-trading hours - consulting, programming, & operations management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-10
  • S66 Uniform Combined State Law Examination
    2003-12-10
Other Names
  • Joshua Dunham
  • Josh Ryan Dunham

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