Carl James Arrell

Current Employers

Employment History

• 01/2012 → Present
  Focus Financial Network, Inc
  Minneapolis, MN
• 01/2012 → 06/2023
  Royal Alliance Associates
  Minneapolis, MN
• 06/2023 → Present
  Osaic Wealth, Inc.
  Minneapolis, MN

Previous Registrations

• 2008-05-29 → 2012-02-02
  Valic Financial Advisors, Inc.
  Edina, MN
• 2006-11-21 → 2008-05-28
  Ameriprise Financial Services, Llc
  Maple Grove, MN
  Maple Grove, MN
  Edina, MN
  Edina, MN

Other Businesses

1. CARL J. ARRELL POSITION: Insurance Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2014 ADDRESS: 401 N. 3rd Street, 210, Minneapolis MN 55401, United States DESCRIPTION: Provide Group Benefits to Companies: Employer/Employee Education and Insurance options to potential clients (group life, health, accident, & disability insurance sales) 2. CARL J. ARRELL POSITION: Tax Consultant NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/12/2018 ADDRESS: 401 N 3rd Street, Suite 210, Minneapolis MN 55401, United States DESCRIPTION: Tax Consulting and Preparation 3. WEALTHFUL, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2018 ADDRESS: 401 N 3rd Street, Suite 210, Minneapolis MN 55401, United States DESCRIPTION: Business Owner. 4. CARL J. ARRELL POSITION: Insurance Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/02/2014 ADDRESS: 401 N. 3rd Street, 210, Minneapolis MN 55401, United States DESCRIPTION: Provide Education and Group Insurance Benefit Solutions for Clients (Group Benefits - Group Term Life, Group Disability, Group Dental Sales & Service) 5. FOCUS FINANCIAL POSITION: Financial Advisor NATURE: Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/31/2010 ADDRESS: 401 N 3rd Street, Suite 210, Minneapolis MN 55401, United States DESCRIPTION: manage and monitor investment assets for clients 6. FOCUS FINANCIAL POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2012 ADDRESS: 401 N. 3rd Street, Suite 210, Minneapolis MN 55401, United States DESCRIPTION: Sale & Service of Fixed Insurance Products 7. 401 GROUP TAX CONSULTING POSITION: Tax Consultant NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2017 ADDRESS: 401 N. 3rd Street, Suite 210, Minneapolis MN 55419, United States DESCRIPTION: Provide Tax Consulting, Planning, Preparation & Accounting Services to Clients. 8. 401 GROUP, LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 401 N 3rd Street, Suite 210, Minneapolis MN 55401, United States DESCRIPTION: Accounting for monthly income and expenses

Exams

• S66 Uniform Combined State Law Examination
  2005-09-25
• S63 Uniform Securities Agent State Law Examination
  2004-11-02

Designations