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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| TN | RA | APPROVED | 2016-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Clarksville | TN | 03/2006 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 03/2016 | Present |
| Cetera Investment Advisers Llc | Clarksville | TN | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-20 |
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