Steve Jess Ferre

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2021-12-10
TX	RA	APPROVED	2014-03-19
CA	RA	APPROVED	1997-12-31

TN RA
APPROVED

Since 2021-12-10
TX RA
APPROVED

Since 2014-03-19
CA RA
APPROVED

Since 1997-12-31

Branch Locations

128 N 2Nd St. Suite 207, Clarksville, TN 37040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Clarksville	TN	04/1991	Present

04/1991 → Present

Lpl Financial, Llc

Clarksville, TN

Other Businesses

1. 01/28/2013 - NON-VARIABLE INSURANCE DBA - CADENCE FINANCIAL GROUP - OWNER--DBA SET UP FOR INSURANCE. - OUTSIDE INSURANCE. - TIME SPENT 15% - TEMECULA, CA. 2. 01/28/2013 - DBA ONLY - CADENCE PRIVATE WEALTH MANAGEMENT - TEMECULA, CA.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-04-11
S63	Uniform Securities Agent State Law Examination	1988-06-23

S65 Uniform Investment Adviser Law Examination

1997-04-11
S63 Uniform Securities Agent State Law Examination

1988-06-23

Other Names

Steven Jess Ferre
Steve Jess Ferre
Steve Jess Ferre'

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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