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Collier Brent Nussbaumer

Cetera Investment Advisers LLC

Clarksville, TN

CRD 1888775

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • TN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

201 Main Street, Clarksville, TN 37040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
  • 2010-01-14 → 2013-09-03
    Walnut Street Securities, Inc.
    Clarksville, TN
    Clarksville, TN
    Clarksville, TN
  • 2008-01-01 → 2010-01-08
    Clarksville, TN
  • 2004-06-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Clarksville, TN
    St. Louis, MO
  • 2001-01-01 → 2004-06-23
    Clarksville, TN
Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 01/2010, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. JACK B. TURNER AND ASSOCIATES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR SECURITIES & INSURANCE BUSINESS, START 01/01/2010, 5HRS/WK (TRADING HOURS), FINANCIAL ADVISOR;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-27
S63 Uniform Securities Agent State Law Examination 1989-01-04
  • S65 Uniform Investment Adviser Law Examination
    2000-11-27
  • S63 Uniform Securities Agent State Law Examination
    1989-01-04

View on SEC IAPD

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