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Rebecca Lynn Norman

Equitable Advisors, LLC

Katy, TX

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-17
  • TX RA
    APPROVED
    Since 2020-08-17

Branch Locations

2770 Fm 1463 #100, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Houston TX 03/2016 03/2020
Flodder Financial Group Katy TX 03/2020 Present
Axa Advisors, Llc New York NY 05/2020 06/2020
Equitable Advisors, Llc New York NY 05/2020 Present
  • 03/2016 → 03/2020
    Tiaa
    Houston, TX
  • 03/2020 → Present
    Flodder Financial Group
    Katy, TX
  • 05/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2020 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

1. Flodder Financial Group, LLC; 2770 FM 1463 #100 Katy, TX 77494; Registered Sales Assistant; Start 5/2020. 2. POA for Father. 3. POA for Mother.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-22
S63 Uniform Securities Agent State Law Examination 2005-03-22
  • S66 Uniform Combined State Law Examination
    2020-06-22
  • S63 Uniform Securities Agent State Law Examination
    2005-03-22
Other Names
  • Becky Lynn Carlson
  • Rebecca Lynn Carlson
  • Becky Norman

View on SEC IAPD

Other Firms

ENCOMPASS ADVISORY SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
PFS INVESTMENTS INC.
BLUE AI CAPITAL MANAGEMENT LLC

Other Investors

NATHAN EDWARD DAGLEY
THOMAS HOWARD PAYNE
SCOTT MICHAEL HANSEN
Derek Jay Sensenig
JASON WARREN CEYANES
DIDYA MERCEDES BIANCHI
JOHN LEE PESSARRA
Aaron Paul Langston

Other Offices

ENCOMPASS ADVISORY SERVICES, LLC · KATY, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KATY, TX
J.P. MORGAN SECURITIES LLC · KATY, TX
EDWARD JONES · KATY, TX
EDWARD JONES · Katy, TX
J.P. MORGAN SECURITIES LLC · KATY, TX
EDWARD JONES · KATY, TX
AMERIPRISE FINANCIAL SERVICES, LLC · KATY, TX

More in Katy, TX

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