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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-12-16 |
| TX | RA | APPROVED_RES | 2022-12-15 |
Branch Locations
17505 W. Catawba Ave. Ste. 100, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corp | Cornelius | NC | 06/2009 | 12/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | Present |
1. RT FIVE, INC., DBA PRIOR WEALTH PLANNING, 17505 W. Catawba Ave, Suite 100, Cornelius NC 28031, United States, 12/19/2022, President, Owner/Partner of a Business Entity, NIR, 20 HR/MO - 20 HR/MO TRADING 2. CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 12/2022 / IAR AFFILIATION / INV REL / 160 HR/MO 120 HR TRADING 3. PRIOR WEALTH PLANNING, 17505 W Catawba Ave, Suite 100, Cornelius NC 28031, 05/2016, Investment Advisor Representative, DBA Name, NIR, 20 HR/MO, 20 HR/MO TRADING. 4. HEATH I. PRIOR, 17505 W Catawba Ave, Suite 100, Cornelius NC 28031, United States, 07/01/2003, Agent, Insurance/Benefits/Human Resources, NIR, 20 HR/MO - 20 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-10 |
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