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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-02-06 |
| FL | RA | APPROVED | 2012-04-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 10/2009 | Present |
I*368474, Entity Type: Entity For Profit, Name of OBA: L D M Financial Services LLC, Address: Lauderdale Lakes, Florida 33309, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 04/23/2016, No Hours: 0, No Hours during trading: 0, Duties: Husband's Tax Preparation Business, wanted to list a family member on his Company. No activate role in business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-30 |
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