Teresa Tompkins Appell

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Louisville, KY
• 06/2010 → Present
  Jpmorgan Chase Bank, N.A.
  Louisville, KY

Previous Registrations

• 2011-08-09 → 2012-10-01
  Chase Investment Services Corp.
  Louisville, KY
  Louisville, KY
  Lexington, KY

Exams

• S66 Uniform Combined State Law Examination
  2011-08-08
• S63 Uniform Securities Agent State Law Examination
  2003-10-15

Other Names

• Teresa Kay Tompkins
• Teresa Riney
• Teresa Tompkins Riney
• Teresa Kay Tompkins-Riney
• Teresa Kay Riney
• Teresa Kay Tompkins Appell