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7300 Ontario Boulevard, Eden Prairie, MN 55439 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-12-31 |
Branch Locations
7300 Ontario Boulevard, Eden Prairie, MN 55439 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aei Fund Management | St. Paul | MN | 11/2013 | Present |
| Twig Asset Management | Minneapolis | MN | 07/2012 | Present |
| Third Seven Capital, Llc Dba Four Springs Capital | Lake Como, Nj | NJ | 02/2021 | Present |
TWIG ASSET MANAGEMENT LLC (A MN RIA FIRM) LOCATED AT 7033 EDENVALE BOULEVARD, EDEN PRAIRIE, MN 55345. I AM A MEMBER SINCE 9/1/2012, Originally 50% OWNERSHIP but as of 1/1/2019 100% ownership. NO ACTIVE DAILY DUTIES ARE REQUIRED, NO ACTIVE CUSTOMER SOLICITATION, ONLY AD HOC FINANCIAL PLANNING ADVICE MAY BE PROVIDED TO CLIENT RELATIONSHIPS THAT PRE-EXIST MY REGISTRATION WITH AEI SECURITIES, INC., ALL OF WHICH ACTIVITY DOES NOT PERTAIN TO THE BUSINESS OF AEI SECURITIES, INC. THERE ARE NO SALE OF SECURITIES OR ASSET CUSTODY SERVICES PROVIDED. NO COMMISSIONS ARE PAID OR RECEIVED. I PARTICIPATE IN LLC NET REVENUES, IF ANY. FOUR SPRINGS CAPITAL TRUST 02/2022 INVESTMENT RELATED UPREIT AND REAL ESTATE SALES 10+ HOURS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-07-08 |
| S66 | Uniform Combined State Law Examination | 2003-11-13 |
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