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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
  • TX RA
    APPROVED
    Since 2025-11-03

Branch Locations

300 Colorado St Ste 2600, Austin, TX 78701 • United States

566 N Kimball Ave Suite 110, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2010 09/2018
Northwestern Mutual Investment Services Llc Fort Worth TX 06/2015 09/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 09/2018
Lion Street Financial Austin TX 09/2018 11/2025
Lion Street Advisor Austin TX 09/2018 11/2025
Strategic Legacy Partners, Llc Fort Worth TX 05/2016 Present
Integrity Alliance, Llc. Southlake TX 11/2025 Present
Integrity Alliance, Llc. Southlake TX 11/2025 Present
Stewarded, Llc Southlake TX 01/2026 Present
  • 06/2010 → 09/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2015 → 09/2018
    Fort Worth, TX
  • 01/2016 → 09/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2018 → 11/2025
    Lion Street Financial
    Austin, TX
  • 09/2018 → 11/2025
    Lion Street Advisor
    Austin, TX
  • 05/2016 → Present
    Strategic Legacy Partners, Llc
    Fort Worth, TX
  • 11/2025 → Present
    Southlake, TX
  • 11/2025 → Present
    Southlake, TX
  • 01/2026 → Present
    Stewarded, Llc
    Southlake, TX
Previous Registrations
Other Businesses

1) STRATEGIC LEGACY PARTNERS LLC; NON-INVESTMENT-RELATED; 1108 TINA TRL, SOUTHLAKE, TX 76092; CORPORATE-OWNED LIFE INSURANCE AND BANK-OWNED INSURANCE DEFERRED COMPENSATION SERVICES; OWNER; 05/2016; 10 HRS/MO; 5 HRS/MO DURING TRADING HRS; MANAGEMENT AND SALES 2) VERITY CAPITAL; NON-INVESTMENT-RELATED, 1108 TINA TRL, SOUTHLAKE, TX 76092; CONSULTING; OWNER, PRINCIPAL; 11/2025; 10 HRS/MO; 5 HRS/MO DURING TRADING HRS; CONSULTING WITH INSTITUTIONAL INVESTORS REGARDING ALTERNATIVE INVESTMENTS & RELATIONAL DEVELOPMENT. 3) KMDP CONSULTING, INC.; NON-INVESTMENT RELATED; 1108 TINA TRAIL, SOUTHLAKE, TX 76092; MANAGEMENT COMPANY FOR PAYROLL AND TAX PURPOSES; OFFICER; 09/2014; 10 HRS/MO; 5 HRS/MO DURING TRADING HRS; GENERAL CLERICAL AND MANAGEMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-23
  • S66 Uniform Combined State Law Examination
    2012-05-23
Other Names
  • Gabe Tye Pelphrey

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