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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-03 |
Branch Locations
300 Colorado St Ste 2600, Austin, TX 78701 • United States
566 N Kimball Ave Suite 110, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2010 | 09/2018 |
| Northwestern Mutual Investment Services Llc | Fort Worth | TX | 06/2015 | 09/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 09/2018 |
| Lion Street Financial | Austin | TX | 09/2018 | 11/2025 |
| Lion Street Advisor | Austin | TX | 09/2018 | 11/2025 |
| Strategic Legacy Partners, Llc | Fort Worth | TX | 05/2016 | Present |
| Integrity Alliance, Llc. | Southlake | TX | 11/2025 | Present |
| Integrity Alliance, Llc. | Southlake | TX | 11/2025 | Present |
| Stewarded, Llc | Southlake | TX | 01/2026 | Present |
1) STRATEGIC LEGACY PARTNERS LLC; NON-INVESTMENT-RELATED; 1108 TINA TRL, SOUTHLAKE, TX 76092; CORPORATE-OWNED LIFE INSURANCE AND BANK-OWNED INSURANCE DEFERRED COMPENSATION SERVICES; OWNER; 05/2016; 10 HRS/MO; 5 HRS/MO DURING TRADING HRS; MANAGEMENT AND SALES 2) VERITY CAPITAL; NON-INVESTMENT-RELATED, 1108 TINA TRL, SOUTHLAKE, TX 76092; CONSULTING; OWNER, PRINCIPAL; 11/2025; 10 HRS/MO; 5 HRS/MO DURING TRADING HRS; CONSULTING WITH INSTITUTIONAL INVESTORS REGARDING ALTERNATIVE INVESTMENTS & RELATIONAL DEVELOPMENT. 3) KMDP CONSULTING, INC.; NON-INVESTMENT RELATED; 1108 TINA TRAIL, SOUTHLAKE, TX 76092; MANAGEMENT COMPANY FOR PAYROLL AND TAX PURPOSES; OFFICER; 09/2014; 10 HRS/MO; 5 HRS/MO DURING TRADING HRS; GENERAL CLERICAL AND MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-23 |
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