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Melissa Joy Hexum

LPl Financial LLC

Fergus Falls, MN

Pelican Rapids, MN

CRD 4699303

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-02-28
  • MN RA
    APPROVED
    Since 2017-02-28

Branch Locations

205 West Washington Ave, Fergus Falls, MN 56537 • United States

11 South Broadway, Pelican Rapids, MN 56579 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bell Bank Fergus Falls MN 10/2013 Present
Cetera Investment Services Llc St. Cloud MN 10/2013 02/2017
Cetera Investment Advisers Llc Fergus Falls MN 01/2014 02/2017
Lpl Financial, Llc Fergus Falls MN 02/2017 Present
Previous Registrations
  • 2014-01-21 → 2017-02-28
    Fergus Falls, MN
  • 2013-12-13 → 2014-01-21
    Cetera Investment Services Llc
    Pelican Rapids, MN
    Fergus Falls, MN
Other Businesses

1)2/28/17- BELL INVESTMENTS- DBA for LPL Business (entity for LPL business)- Inv. Related - at reported business location(s)- 100% 2)2/28/17- BELL BANK - VP / WEALTH ADVISOR- Inv. Related - at reported business location(s)-start date 10/01/2013- 100% 3)2/28/17- PHATTY NATTIES - FITNESS INSTRUCTOR- Non Inv. Related- Fergus, Falls, MN- start date 11/1/2012- 0%

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-12-19
  • S63 Uniform Securities Agent State Law Examination
    2003-12-19
Other Names
  • Missy Joy Lund
  • Melissa Joy Lund
  • Missy Joy Hexum

View on SEC IAPD

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