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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-04-03 |
Branch Locations
Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States
Mercer Island, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W Baird | Seattle | WA | 10/2015 | 01/2020 |
| Unemployed | Mercer Island | WA | 02/2020 | 03/2020 |
| D.A. Davidson & Co. | Seattle | WA | 03/2020 | Present |
1) SaledAlpha, LLC; Investment-Related; Mercer Island, WA 98040; Private Company for AI data analysis tools; Consultant/ Partner; Start Date: 7/24/17; 2 hrs/month; no timed devoted to the activity during trading hours; Active role in consulting on public news about companies and tools that are or are not currently available to active investors. 2) MERCER ISLAND BASEBALL BOOSTER CLUB; NON-INVESTMENT RELATED; MERCER ISLAND, WA; NON-PROFIT; TREASURER; START 1/9/26; 3-10 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I WILL MANAGE THE BUDGET AND EXPENSES FOR THE PROGRAM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-14 |
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