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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-04-03
  • WA RA
    APPROVED
    Since 2020-04-03

Branch Locations

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Mercer Island, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Seattle WA 10/2015 01/2020
Unemployed Mercer Island WA 02/2020 03/2020
D.A. Davidson & Co. Seattle WA 03/2020 Present
  • 10/2015 → 01/2020
    Robert W Baird
    Seattle, WA
  • 02/2020 → 03/2020
    Unemployed
    Mercer Island, WA
  • 03/2020 → Present
    Seattle, WA
Previous Registrations
Other Businesses

1) SaledAlpha, LLC; Investment-Related; Mercer Island, WA 98040; Private Company for AI data analysis tools; Consultant/ Partner; Start Date: 7/24/17; 2 hrs/month; no timed devoted to the activity during trading hours; Active role in consulting on public news about companies and tools that are or are not currently available to active investors. 2) MERCER ISLAND BASEBALL BOOSTER CLUB; NON-INVESTMENT RELATED; MERCER ISLAND, WA; NON-PROFIT; TREASURER; START 1/9/26; 3-10 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I WILL MANAGE THE BUDGET AND EXPENSES FOR THE PROGRAM.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-14
  • S66 Uniform Combined State Law Examination
    2015-12-14
Designations
Other Names
  • Brad Nelson Stewart

View on SEC IAPD

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