Marisa Beth Lindsey

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 03/2017
  First Citizens Bank
  Charlotte, NC
• 08/2013 → 03/2017
  First Citizens Investor Services
  Raleigh, NC
• 03/2017 → 12/2020
  Bb&T Retirement & Institutional Services
  Charlotte, NC
• 03/2021 → 08/2021
  Ascensus
  Dresher, PA
• 08/2021 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO

Previous Registrations

• 2021-05-18 → 2021-08-23
  Ascensus Investment Advisors, Llc
  Charlotte, NC
  Needham, MA
• 2017-04-05 → 2020-12-31
  Bb&T Institutional Investment Advisers, Inc.
  Charlotte, NC
  Greenville, SC
• 2013-08-12 → 2017-03-08
  First Citizens Investor Services, Inc.
  Raleigh, NC
  Charlotte, NC
  Raleigh, NC
• 2012-12-21 → 2013-08-09
  Newport Group Securities, Inc.
  Charlotte, NC
• 2007-10-02 → 2012-12-04
  Principal Securities, Inc.
  Seattle, WA
  Des Moines, IA
  Spokane, WA
  Seattle, WA
  Spokane Valley, WA

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-11-11
• S66 Uniform Combined State Law Examination
  2007-10-01

Other Names

• Marisa Beth White