Marisa Beth Lindsey

Empower Advisory Group, LLC

Greenwood Village, CO

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Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-11-22

NC RA
APPROVED

Since 2021-11-22

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Citizens Bank	Charlotte	NC	08/2013	03/2017
First Citizens Investor Services	Raleigh	NC	08/2013	03/2017
Bb&T Retirement & Institutional Services	Charlotte	NC	03/2017	12/2020
Ascensus	Dresher	PA	03/2021	08/2021
Gwfs Equities, Inc	Greenwood Village	CO	08/2021	Present

08/2013 → 03/2017

First Citizens Bank

Charlotte, NC
08/2013 → 03/2017

First Citizens Investor Services

Raleigh, NC
03/2017 → 12/2020

Bb&T Retirement & Institutional Services

Charlotte, NC
03/2021 → 08/2021

Ascensus

Dresher, PA
08/2021 → Present

Gwfs Equities, Inc

Greenwood Village, CO

Previous Registrations

2021-05-18 → 2021-08-23

Ascensus Investment Advisors, Llc

Charlotte, NC

Needham, MA
2017-04-05 → 2020-12-31

Bb&T Institutional Investment Advisers, Inc.

Charlotte, NC

Greenville, SC
2013-08-12 → 2017-03-08

First Citizens Investor Services, Inc.

Raleigh, NC

Charlotte, NC

Raleigh, NC
2012-12-21 → 2013-08-09

Newport Group Securities, Inc.

Charlotte, NC
2007-10-02 → 2012-12-04

Principal Securities, Inc.

Seattle, WA

Des Moines, IA

Spokane, WA

Seattle, WA

Spokane Valley, WA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-11-11
S66	Uniform Combined State Law Examination	2007-10-01

S63 Uniform Securities Agent State Law Examination

2021-11-11
S66 Uniform Combined State Law Examination

2007-10-01

Other Names

Marisa Beth White

View on SEC IAPD

Other Firms

DODDS WEALTH, LLC

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RBC CAPITAL MARKETS, LLC

LPL FINANCIAL LLC

WESTERN WEALTH MANAGEMENT LLC

CONCURRENT INVESTMENT ADVISORS, LLC

Other Investors

BRENNAN PAUL PATE

JOHN MICHAEL DODDS

DEANNA LEE MEYER

BRENT Allan LEE

Dean Edward Norsworthy

DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO

MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO

AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

MORGAN STANLEY · Greenwood Village, CO

RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO

LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO

LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO

WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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