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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED | 2023-02-21 |
Branch Locations
1920 Mckinney Ave Suite 1150, Dallas, TX 75201 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 02/2014 | 03/2018 |
| Scf Securities, Inc | Fresno | CA | 03/2018 | 02/2022 |
| Scf Investment Advisors, Inc | Fresno | CA | 03/2018 | 02/2022 |
| Hilltop Securities | Dallas | TX | 02/2022 | 02/2023 |
| Steward Partners Global Advisory, Llc | New York | NY | 02/2023 | Present |
| Steward Partners Investment Solutions, Llc | Dallas | TX | 02/2023 | Present |
| Steward Partners Investment Advisory, Llc | Dallas | TX | 02/2023 | Present |
| Momentum Independent Network Inc | Dallas | TX | 02/2022 | 02/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-31 |
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