Jason Anthony Bottenfield

Current Employers

Employment History

• 06/2009 → 03/2019
  Morgan Stanley Smith Barney Llc
  Dallas, TX
• 01/2015 → 03/2019
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 03/2019 → 05/2022
  Raymond James Financial Services, Inc.
  Dallas, TX
• 03/2019 → Present
  Steward Partners Global Advisory, Llc
  Dallas, TX
• 03/2019 → Present
  Steward Partners Investment Advisory, Llc
  Dallas, TX
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Dallas, TX

Previous Registrations

• 2009-06-01 → 2019-03-18
  Morgan Stanley
  Dallas, TX
  Dallas, TX
• 2004-10-05 → 2009-06-01
  Citigroup Global Markets Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

(1)Name of Business: Park Cities Group Address: Dallas, TX, 75201, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/19/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Park Cities Group LLC Address: Dallas, TX, 75225, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I created this LLC for any business activities in sports education that I may do - i.e. professional pitching lessons. (3)Name of Business: Steward Partners Global Advisory Address: Dallas, TX, 75201, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/27/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install Insurance Products Listed (4)Name of Business: Steward Partners Investment Advisory LLC Address: 1920 McKinney Ave Suite 1150, Dallas, TX, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 03/15/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (5)Name of Business: Texaco Camaro; Address: Dallas, TX, 75225, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Essentially this is a "weekend warrior"; type race car team - made up of myself and my wife. 4-6 races/yr. However, it is nationally televised so some sponsors will and do provide sponsorship in-kind or monetary sponsorship to put brand on car. UPDATE 2022 - We plan to sell T-Shirts, some toy replica cars, and carbon fiber spoilers on our website. (6) Type of OBA: Board Committee memberships; Name of Business: Pablo Beach House Condo Association; Nature of business: HOA board member; Position/Title: President; City/State: Jacksonville, FL; List of duties: Hold meetings, approve strategies, no banking access; Start date: 04/01//2025; 2 HRS/Mo devoted to this activity; 0HRS/Mo devoted during business hours; not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-30
• S63 Uniform Securities Agent State Law Examination
  2004-09-10

Designations

Other Names

• Jason A Bottenfield