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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-01-06 |
| TX | RA | APPROVED | 2019-03-15 |
Branch Locations
1920 Mckinney Avenue Suite 1150, Dallas, TX 75201 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Dallas | TX | 06/2009 | 03/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 03/2019 |
| Raymond James Financial Services, Inc. | Dallas | TX | 03/2019 | 05/2022 |
| Steward Partners Global Advisory, Llc | Dallas | TX | 03/2019 | Present |
| Steward Partners Investment Advisory, Llc | Dallas | TX | 03/2019 | Present |
| Steward Partners Investment Solutions, Llc | Dallas | TX | 05/2022 | Present |
(1)Name of Business: Address: 321 Dogwood, Richardson, TX, 75080, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord (2)Name of Business: Park Cities Group Address: 1920 McKinney Ave Suite 1150, Dallas, TX, 75201, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/19/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-04 |
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