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Colin Robb Peldo

LPl Financial LLC

Sheridan, WY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-25
WY RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2024-06-25
  • WY RA
    APPROVED
    Since 2017-11-29

Branch Locations

29 N Gould St, Sheridan, WY 82801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Sheridan WY 07/2008 11/2017
Lpl Financial Llc Sheridan WY 11/2017 Present
Ica Group Wealth Management, Llc Sheridan WY 03/2022 06/2024
  • 07/2008 → 11/2017
    Investment Centers Of America, Inc.
    Sheridan, WY
  • 11/2017 → Present
    Sheridan, WY
  • 03/2022 → 06/2024
    Ica Group Wealth Management, Llc
    Sheridan, WY
Previous Registrations
  • 2022-04-14 → 2024-09-23
    Ica Group Wealth Management, Llc
    Sheridan, WY
    Denver, CO
  • 2008-07-03 → 2017-11-29
    Investment Centers Of America, Inc.
    Sheridan, WY
    Appleton, WI
    Sheridan, WY
  • 2006-06-27 → 2008-07-01
    Bancwest Investment Services, Inc.
    Sheridan, WY
    Gillette, WY
  • 2006-01-09 → 2006-05-17
    Cetera Investment Services Llc
    Sheridan, WY
Other Businesses

1. 11/29/2017 - 1886 Properties LLC - Not Investment Related - Larimie, WY - Real Estate Rental - Landlord/owner - Start Date 2014. 2. 11/30/2018 - First Northern Bank of Wyoming - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 06/30/2008 - 160 Hours Per Month During Securities Trading. 3. 1/3/2019 - First Northern Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/29/2017 - 160 Hours Per Month/130 Hours During Securities Trading. 4. 12/23/2022 - Sheridan County School District #2 - Investment Related - 500 Lewis Street Sheridan, WY 82801 - Outside/W-2 Employment - Sheridan Jr. High School 8th grade basketball coach - Start Date - 01/04/2023 - 40 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-27
S63 Uniform Securities Agent State Law Examination 2000-02-01
  • S65 Uniform Investment Adviser Law Examination
    2000-03-27
  • S63 Uniform Securities Agent State Law Examination
    2000-02-01
Other Names
  • Colin R Peldo

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