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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-13
TX RA APPROVED 2023-01-13
  • NJ RA
    APPROVED
    Since 2023-01-13
  • TX RA
    APPROVED
    Since 2023-01-13

Branch Locations

502 Carnegie Center Suite 101, Princeton, NJ 08540-6289 • United States

Pennington, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Lambertville NJ 06/2011 08/2017
Pnc Investments Pittsburgh PA 08/2017 01/2023
Rbc Capital Markets, Llc Princeton NJ 01/2023 Present
City National Bank Princeton NJ 01/2023 Present
  • 06/2011 → 08/2017
    Pnc Investments
    Lambertville, NJ
  • 08/2017 → 01/2023
    Pnc Investments
    Pittsburgh, PA
  • 01/2023 → Present
    Princeton, NJ
  • 01/2023 → Present
    City National Bank
    Princeton, NJ
Previous Registrations
  • 2011-06-23 → 2023-01-20
    Lambertville, NJ
    Ringoes, NJ
    Skillman, NJ
    Princeton, NJ
    Princeton, NJ
    Princeton, NJ
    Hopewell, NJ
    Pennington, NJ
    Pennington, NJ
    Sergeantsville, NJ
    Princeton, NJ
    Princeton, NJ
    Plainsboro, NJ
    Princeton, NJ
    Princeton, NJ
  • 2010-05-11 → 2011-06-21
    Princeton, NJ
    Princeton, NJ
    Princeton, NJ
    Haddon Township, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-06
S63 Uniform Securities Agent State Law Examination 2003-11-07
  • S66 Uniform Combined State Law Examination
    2010-05-06
  • S63 Uniform Securities Agent State Law Examination
    2003-11-07
Designations

View on SEC IAPD

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