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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-02 |
| NC | RA | APPROVED | 2021-02-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc. | Charlotte | NC | 08/2005 | 01/2018 |
| Bb&T Securities, Llc | Belmont | NC | 01/2018 | 02/2021 |
| Truist Investment Services, Inc. | Belmont | NC | 02/2021 | Present |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | Present |
VIVIAN BETH, LLC POSITION: Member NATURE: Real Estate rental property. Changing individually owned property to LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2020 ADDRESS: Front Beach Road, Panama City Beach FL 32407 CAYVIEW AVE ORLANDO FLORIDA 32819 POSITION: Owner NATURE: Rental Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/14/2021 ADDRESS: Orlando FL, United States DESCRIPTION: Owner of property monthly auditing of property financials. ALPINE MTN WAY PIGEON FORGE TN POSITION: Owner NATURE: My husband and I have a second home that we rent out nightly when we are not occupying. The TN property is managed by a property manager since we are not local. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/29/2017 ADDRESS: Pigeon Forge TN, United States DESCRIPTION: My husband handles the property finances, and we have a property manager that handles bookings and renters. CHETOLA LAKE DR BLOWING ROCK NC POSITION: Owner NATURE: This is a short-term rental handled by my husband and property manager. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/20/2022 ADDRESS: Blowing Rock NC, United States DESCRIPTION: Rental home and I don't handle any of the day-to-day items for this property. We have a property manager that advertises and handles tenants. My husband handles the finances of the property BASKINS CREEK RD GATLINBURG TN POSITION: Owner NATURE: Rental Home used as short-term rental managed by Property manager. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2021 ADDRESS: Gatlinburg TN, United States DESCRIPTION: None RENTAL PROPERTY 2ND AVE DEAD MAN'S FLATS ALBERTA CANADA POSITION: Condo/homeowner NATURE: Short term rental condo in Alberta, Canada INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2024 ADDRESS: Belmont NC, United States DESCRIPTION: Maintaining property/duties associated with short term renting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-14 |
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