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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-26 |
| IL | RA | APPROVED | 2025-06-30 |
Branch Locations
Cwm Retail, Sales 18 Orland Square Drive, Orland Park, IL 60462-3207 • United States
Cwm Retail 17401 Oak Park Avenue, Tinley Park, IL 60477 • United States
Citi Wealth Management, Sales 227 West Monroe St, Chicago, IL 60606 • United States
Morris, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris Investor Services Inc | Frankfort | IL | 12/2005 | 06/2025 |
| Lpl Financial Llc | Joliet | IL | 03/2021 | 06/2025 |
| Citigroup | Orland Park | IL | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-21 |
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