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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-12-05 |
| MD | RA | APPROVED | 2025-04-04 |
| PA | RA | APPROVED | 2024-11-25 |
| VT | RA | APPROVED | 2024-09-16 |
| NC | RA | APPROVED | 2024-02-01 |
| MI | RA | APPROVED | 2023-11-15 |
| MS | RA | APPROVED | 2023-11-15 |
| SC | RA | APPROVED | 2023-11-15 |
| CA | RA | APPROVED | 2022-08-30 |
| VA | RA | APPROVED | 2022-05-05 |
| TX | RA | APPROVED | 2021-08-18 |
| NY | RA | APPROVED | 2021-04-16 |
| MN | RA | APPROVED | 2021-03-09 |
| OH | RA | APPROVED | 2020-06-11 |
| GA | RA | APPROVED | 2018-11-13 |
| MA | RA | APPROVED | 2018-04-23 |
| NJ | RA | APPROVED | 2018-02-01 |
| FL | RA | APPROVED | 2016-06-20 |
| CT | RA | APPROVED | 2013-07-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Farmington | CT | 06/2013 | Present |
| Park Avenue Securities Llc | Farmington | CT | 06/2013 | Present |
1. Broker-I do not actively prospect for business but have brokered insurance business in the past and have sent referrals for P & C and received a split of commissions and currently receive renewals on insurance, Start date: 01-01-2010, Address: 134 EMPRESS DR SOUTHINGTON, CT, 4 non bus hours per month, Investment related, 2. High School Football Official-Officiate Football games to make sure the rules of the game are followed,. Start: 09/22/2018, Address: 134 Empress Dr Southington CT 06489, 8-10 non bus hrs per month, Not investment related, 3. 176 West St LLC-Owner, Start: 05/04/2020, Address: 176 West St New Britain CT 06052, 5 non bus hrs per month, Investment related, 4. 54 Fairfield Ave LLC-Owner, Start: 08/13/2019, Address: 54 Fairfield Ave, Waterbury CT 076708, 5 non bus hrs per month, Investment related, 5) Executor of Mom's Will, Start: 12/01/2021, Address: 134 empress Dr Southington CT 06489, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 6) Morris Mete, LLC-LLC for personal use in the future Start: 03/16/2018, Address: 134 empress Dr Southington CT 06489, 1 total hour per month; 0 during securities trading hours, Investment related, No annual compensation, 7.) Just Moe Real Estate, LLC- own a condo under this LLC, Start: 11/12/2021, Address: 134 Empress Dr, Southington, CT 06489, 3 total hour per month; 0 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-15 |
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