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Lauren Marie Richardson

Wells Fargo Clearing Services, LLC

Minneapolis, MN

CRD 4697058

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-05
TX RA APPROVED_RES 2012-03-12
  • MN RA
    APPROVED
    Since 2013-11-05
  • TX RA
    APPROVED_RES
    Since 2012-03-12

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Minneapolis MN 02/2012 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 Present
Previous Registrations
  • 2011-01-03 → 2011-11-07
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
  • 2004-11-04 → 2011-01-03
    Wells Fargo Investments, Llc
    Maple Grove, MN
    Maple Grove, MN
    Minneapolis, MN
Other Businesses

TRUSTEE OF FATHER'S TRUST; INV. RELATED; MAPLE GROVE, MN; START DATE 7/2021; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-06
  • S66 Uniform Combined State Law Examination
    2003-11-06
Other Names
  • Lauren Marie Meisnitzer

View on SEC IAPD

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GREGORY ALAN KLEIN
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Nearby Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

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