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Michael Sean Molloy

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 4696782

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-02
TX RA APPROVED 2019-01-02
CA RA APPROVED 2017-07-11
  • AZ RA
    APPROVED
    Since 2023-06-02
  • TX RA
    APPROVED
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2017-07-11

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Phoenix AZ 01/2010 05/2017
Usaa Financial Planning Services Phoenix AZ 01/2010 05/2017
Charles Schwab Bank Phoenix AZ 06/2017 Present
Charles Schwab & Co., Inc. Phoenix AZ 06/2017 Present
  • 01/2010 → 05/2017
    Usaa Financial Advisors Inc
    Phoenix, AZ
  • 01/2010 → 05/2017
    Usaa Financial Planning Services
    Phoenix, AZ
  • 06/2017 → Present
    Charles Schwab Bank
    Phoenix, AZ
  • 06/2017 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
Previous Registrations
  • 2010-02-12 → 2017-06-16
    Usaa Financial Planning Services
    Phoenix, AZ
  • 2008-11-14 → 2010-02-04
    Vanguard Advisers, Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-21
S63 Uniform Securities Agent State Law Examination 2003-11-07
  • S66 Uniform Combined State Law Examination
    2017-07-21
  • S63 Uniform Securities Agent State Law Examination
    2003-11-07
Designations
  • Certified Financial Planner
Other Names
  • Michael Molloy
  • Mike Molloy

View on SEC IAPD

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