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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-02 |
Branch Locations
5011 Argosy Ave Suite #13, Huntington Beach, CA 92649 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Downey | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Downey | CA | 11/2016 | 08/2022 |
| Lpl Financial | El Segundo | CA | 08/2022 | Present |
1.08/01/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wise Financial Solutions /; Investment Related; at Reported Business Location(s); Start Date 07/07/2022; hrs/mth; hrs during trading 2.08/01/2022; ; Real Estate Rental; Investment Related; 13291 Anawood Way Westminster,CA; Start Date 07/07/2022; hrs/mth; hrs during trading 3.01/26/2023; Wise Financial Solutions; Tax Prep/Accounting/CPA; Investment Related; 5011 Argosy Ave Suite 13 Huntington Beach,CA; Start Date 01/18/2023; 1hrs/mth; 0hrs during trading 4.05/26/2026; Cayuga Drive LLC; Real Estate Rental; Investment Related; Westminster,CA; Start Date 05/15/2026; 0hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-21 |
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