Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| MS | RA | APPROVED | 2012-04-04 |
| LA | RA | APPROVED | 2010-11-12 |
Branch Locations
400 Convention Street Suite 400, Baton Rouge, LA 70802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Baton Rouge | LA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. THOMAS, WOOSLEY & ASSOC LLC; NOT INVESTMENT RELATED; BATON ROUGE, LA; STARTED 10/2009 TITLE MEMBER DUTIES ASSIST WITH ACOUNTING FUNCTIONS, PREPARATION OF PRESENTATIONS FOR CONSULTING 0 HRS DURING TRADING, 10 TO 20 HRS OUTSIDE OF SECURITY TRADING HRS EACH MONTH** 2. *69066 - Louisiana State University; Investment related: No; Baton Rouge, Louisiana; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); 08/1997; During business hours: 3; After business hours: 12; Teaching undergraduate / graduate courses. The courses involve three subject areas, 1. ISDS - operations and production management, statistics, quantitative methods, 2. Legal, and 3. Finance - financial & retirement planning, compliance, and tax. *64026- Woosley Consulting LLC; Investment related: No; Baton Rouge, Louisiana; Consulting; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2019; During business hours: 0; After business hours: 5; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-15 |
Reach out to this advisor