Brett Palumbo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Merrill Lynch
  Red Bank, NJ
• 09/2010 → Present
  Bank Of America,Na
  Red Bank, NJ

Previous Registrations

• 2010-06-14 → 2010-08-23
  Morgan Stanley
  Red Bank, NJ

Other Businesses

I*4524270Entity Type: Fiduciary roleName of OBA: Yvonne HirschAddress: LIncroft, New Jersey, 7738Investment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: 06/29/2025Number of Hours: 1, YearlyNumber of Hours during trading: 1, YearlyDuties: Executor/Child/Grandchild I*4520273 Entity Type: N/A Name of OBA: Estate of Y H Address: LIncroft, New Jersey, 7738 Investment Related: No Position, Title, Association: N/A Employee Start Date: 03/04/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Prior to Yvonne's passing, her boyfriend R R passed. In his will, he left 100k for Y. She passed prior to receiving the 100k, so her Estate eventually received all 100k. My brother and I are Co-Executors and 50/50 beneficiaries of her estate Executor

Exams

• S66 Uniform Combined State Law Examination
  2010-06-10
• S63 Uniform Securities Agent State Law Examination
  2003-11-04

Other Names

• Brett David Palumbo