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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2009-10-07 |
Branch Locations
One Financial Plaza 501 North Broadway, St. Louis, MO 63102 • UNITED STATES
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2005-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus And Company | St. Louis | MO | 08/2003 | 01/2019 |
| Century Securities Associates | St. Louis | MO | 10/2009 | 01/2019 |
| Stifel Financial Corp. | St. Louis | MO | 01/2019 | 06/2021 |
| Intyce, Llc Dba Stifel Wealth Tracker | St. Louis | MO | 11/2018 | Present |
| Stifel Independent Advisors, Llc | St. Louis | MO | 06/2021 | 09/2021 |
| Stifel Financial Corp | St. Louis | MO | 06/2021 | Present |
| Stifel Independent Advisers, Llc | St. Louis | MO | 10/2021 | Present |
1. FINRA; 1735 K Street NW Washington DC 20006; Arbitrator;Role as arbitrator in FINRA arbitration cases; 10/11/19;8 hr/yr;during securities trading hours; investment related. 2. Susan G. Komen Missouri & Kansas Board of Directors; PO Box 801889, Dallas, TX 75380; Charitable organization; Board Member; Member of Board of Directors to empower the Komen mission and secure and drive revenue breakthroughs for breast cancer, and ensure all people receive the care they need; 04/01/2024; 2 hours per Quarter; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-27 |
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