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Robert Ray Gomez

Wells Fargo Clearing Services, LLC

Rolling Hills Estates, CA

Rancho Palos Verdes, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-06
TX RA APPROVED 2022-04-06
  • CA RA
    APPROVED
    Since 2022-04-06
  • TX RA
    APPROVED
    Since 2022-04-06

Branch Locations

500 Silver Spur Rd 3Rd Fl Ste 300, Rolling Hills Estates, CA 90275 • United States

Rancho Palos Verdes, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Long Beach CA 01/2011 04/2022
California State University, Long Beach Long Beach CA 08/2015 08/2018
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-20
S63 Uniform Securities Agent State Law Examination 2003-10-10
  • S65 Uniform Investment Adviser Law Examination
    2005-12-20
  • S63 Uniform Securities Agent State Law Examination
    2003-10-10
Other Names
  • Bob R Gomez
  • Bob Gomez

View on SEC IAPD

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Other Offices

KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
LPL FINANCIAL LLC · RANCHO PALOS VERDES, CA
RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
RBC CAPITAL MARKETS, LLC · Rolling Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING HILLS ESTATES, CA
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