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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-02 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-16 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aventura | FL | 10/2011 | 06/2022 |
| Bank Of America,N.A. | Aventura | FL | 07/2012 | 06/2022 |
| J.P. Morgan Securities Llc | Miami | FL | 07/2022 | 04/2025 |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 06/2022 | 04/2025 |
| Wells Fargo Clearing Services, Llc | Coral Gables | FL | 06/2025 | Present |
| Wells Fargo Clearing Services, Llc | Coral Gables | FL | 04/2025 | Present |
| Wells Fargo Advisors Financial Network | Coral Gables | FL | 07/2026 | Present |
CHESTNUT HILL TECHNOLOGIES; NOT INV RELATED; FORT LAUDERDALE, FL; CONSULTING SERVICES; 7.5% OWNERSHIP; START DATE 02/01/2018; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-01 |
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