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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-21
WA RA APPROVED 2020-03-30
  • TX RA
    APPROVED
    Since 2020-10-21
  • WA RA
    APPROVED
    Since 2020-03-30

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amazon Seattle WA 02/2016 05/2018
T-Mobile Bellevue WA 05/2018 07/2020
Morgan Stanley Smith Barney Llc Seattle WA 03/2020 07/2020
Morgan Stanley Private Bank, N.A New York NY 09/2020 Present
Morgan Stanley Seattle WA 07/2020 Present
  • 02/2016 → 05/2018
    Amazon
    Seattle, WA
  • 05/2018 → 07/2020
    T-Mobile
    Bellevue, WA
  • 03/2020 → 07/2020
    Morgan Stanley Smith Barney Llc
    Seattle, WA
  • 09/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 07/2020 → Present
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-30
S65 Uniform Investment Adviser Law Examination 2003-09-26
S63 Uniform Securities Agent State Law Examination 2003-09-22
  • S66 Uniform Combined State Law Examination
    2020-05-30
  • S65 Uniform Investment Adviser Law Examination
    2003-09-26
  • S63 Uniform Securities Agent State Law Examination
    2003-09-22
Designations
Other Names
  • John Daeha Scott

View on SEC IAPD

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