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Christopher John Spadafora

Mml Investors Services, LLC

Amherst, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

300 Corporate Pkwy Suite 210N, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Amherst NY 12/2008 Present
Mml Investors Services Inc Amherst NY 01/2009 02/2018
Mml Investors Services Amherst NY 04/2018 Present
  • 12/2008 → Present
    Massmutual
    Amherst, NY
  • 01/2009 → 02/2018
    Mml Investors Services Inc
    Amherst, NY
  • 04/2018 → Present
    Mml Investors Services
    Amherst, NY
Other Businesses

NAME: 346 NORTH PARK AVE INV REL: Y ADD: 346 NORTH PARK AVE NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 2007 HR/MO: 8 HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-10-14
  • S63 Uniform Securities Agent State Law Examination
    2003-10-14

View on SEC IAPD

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