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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-04-30 |
Branch Locations
101 S Rodeo Dr, Beverly Hills, CA 90212 • United States
2049 Century Park E, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 11/2018 | Present |
| Banc Of California | Los Angeles | CA | 10/2016 | 10/2018 |
| Cit Bank N.A. | Santa Monica | CA | 12/2011 | 10/2016 |
| Bank Of America, Na | Los Angeles | CA | 11/2018 | Present |
I*126789 For profit or not for profit: Non-Profit Organization Name of outside business organization: Vista Del Mar Child and Family Services Investment related: N Address of business: Los Angeles, California 90034 Nature of business: Charitable Organization, Compensation for Activity: N Position, title, association: Other, Leadership Advisory Board - Fellow Start date of relationship: 10/1/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I'll be working with developmentally challenged, foster program, drug abused and emotionally distressed kids in a mentor capacity. We do offsite events with the kids within the Vista Del Mar program, volunteer work and team building group exer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-27 |
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