Gregory Norio Kimura

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 12/2017
  Sii Investments, Inc.
  Portland, OR
• 12/2017 → 05/2021
  Securities America, Inc.
  Portland, OR
• 12/2017 → 05/2021
  Securities America Advisors
  Portland, OR
• 05/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 05/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2017-12-01 → 2021-05-06
  Securities America Advisors, Inc.
  Portland, OR
  Portland, OR
• 2007-02-22 → 2017-12-01
  Sii Investments, Inc.
  Portland, OR
• 2003-09-08 → 2007-02-08
  Equitable Advisors, Llc
  Portland, OR
  Portland, OR

Other Businesses

1) HIGH SCHOOL SPORTS OFFICIAL, 14349 SW BURLWOOD LN, BEAVERTON OR 97005-2392, 10/2011, NIR, 21 HR/MO - 0 HR/MO Trading. 2) CRUMP INSURANCE, 4135 NORTH FRONT STREET, HARRISBURG, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,02/01/07, NIR, 2 HR WK- 0/TRADING HR. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 05/05/21- IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 4) BUSINESS CONSULTING, 6500 SW MACADAM AVE, PORTLAND OR, 06/01/21, NIR, CONSULTANT, 50 HR/MO- 1/TRADING HR.Provide support to create website, news letters and other marketing materials. 5) KOR FINANCIAL GROUP, LLC / 6500 S Macadam Ave. Suite 300, Portland OR 97239 / 01/01/2022 / NIR / FINANCIAL ADVISOR / 200HR/MO - 128HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2003-09-04

Designations

• Certified Financial Planner

Other Names

• Greg Kimura
• Greg Norio Kimura